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Brian Kurt Zinser

Mizuho Securities USA LLC

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About Brian Kurt Zinser

Brian Zinser is a securities professional with over two decades of experience in the industry. Brian holds Series 7, 86, 87 and SIE licenses. Brian is currently registered with Mizuho Securities USA LLC in New York. Brian previously worked at Utendahl Capital Group, LLC and Utendahl Capital Partners, L.P. Brian is also registered with the State of New York.

Firm Information

Brian Zinser is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Zinser’s Registration & Firm History

NY

10/26/2009 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/30/2009 - 10/19/2009

UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)

NY

07/30/2009 - 10/19/2009

UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

09/11/1998 - 04/28/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/31/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Kurt Zinser.
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