Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kirk Michie is a securities professional with over 27 years of experience in the financial industry. Brian has held various roles at prominent firms, including Sanford C. Bernstein & Co., LLC, Triton Pacific Securities, LLC, MML Investors Services, Inc., and Bessemer Investor Services, Inc. Brian holds licenses for both broker-dealer and investment advisor activities. Currently, Brian is registered with Finalis Securities LLC and is licensed in California and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/2021 - Present
Finalis Securities LLC (New York NY)
TX
07/01/2020 - 03/05/2021
PH PARTNERS, LLC (AUSTIN TX)
WA
04/28/2020 - 06/29/2020
JD MERIT SECURITIES (GIG HARBOR WA)
CA
11/03/2014 - 03/19/2020
SANFORD C. BERNSTEIN & CO., LLC (SAN DIEGO CA)
CA
01/24/2008 - 10/13/2014
TRITON PACIFIC SECURITIES, LLC (IRVINE CA)
NY
05/11/2006 - 05/14/2007
MML INVESTORS SERVICES, INC. (NEW YORK NY)
NY
10/09/2001 - 02/22/2002
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
CA
05/02/2001 - 08/15/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/14/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
06/26/1998 - 06/06/2000
KA ASSOCIATES, INC. (LOS ANGELES CA)
NY
10/05/1993 - 06/11/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NA
12/16/1991 - 07/30/1993
SWISSKEY FUND SERVICES, INC.
NA
07/20/1988 - 01/01/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
08/19/1986 - 01/01/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/07/1988 - 07/21/1988
OPPENHEIMER & CO., INC.
BOTH
Issued 11/22/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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