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Brian Kevin Clarke

Osaic Wealth, Inc.

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About Brian Kevin Clarke

Brian Clarke is a financial advisor with over 29 years of experience in the industry. Brian is registered to provide investment advice in the state of New Jersey. Brian is currently employed at Osaic Wealth, Inc. Brian has a total of 12 previous employers including FSC Securities Corporation, SagePoint Financial, Inc. and Woodbury Financial Services, Inc. Brian has held several licenses including Series 63, Series 66, Series 52TO, Series 57TO, Series 55, Series 7, Series 24 and Series 4.

Firm Information

Brian Clarke is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Clarke’s Registration & Firm History

AZ

03/21/2016 - Present

Osaic Wealth, Inc. (SCOTTSDALE AZ)

GA

05/08/2015 - 05/26/2015

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

05/08/2015 - 05/26/2015

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

05/08/2015 - 05/26/2015

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

NJ

07/23/2013 - 03/04/2015

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

05/12/2008 - 11/28/2012

METLIFE SECURITIES INC. (SOMERSET NJ)

NJ

05/12/2008 - 11/28/2012

NEW ENGLAND SECURITIES (SOMERSET NJ)

NJ

05/12/2008 - 11/28/2012

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

05/12/2008 - 11/28/2012

WALNUT STREET SECURITIES, INC. (SOMERSET NJ)

NY

04/26/2007 - 11/08/2007

GRACE FINANCIAL GROUP LLC (NEW YORK NY)

NY

05/03/1995 - 10/05/2005

MIDWOOD SECURITIES, INC. (NEW YORK NY)

NY

03/01/1991 - 04/24/1995

PURCELL GRAHAM INCORPORATED (NEW YORK NY)

NA

03/20/1990 - 12/19/1990

SILBERBERG, ROSENTHAL & CO.

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Licenses & Designations

BOTH

Issued 01/25/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/04/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/26/2009

Series 24 - General Securities Principal Examination

BC

Issued 05/31/1996

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Kevin Clarke.
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