Unclaimed
Brian Clarke is a financial advisor with over 29 years of experience in the industry. Brian is registered to provide investment advice in the state of New Jersey. Brian is currently employed at Osaic Wealth, Inc. Brian has a total of 12 previous employers including FSC Securities Corporation, SagePoint Financial, Inc. and Woodbury Financial Services, Inc. Brian has held several licenses including Series 63, Series 66, Series 52TO, Series 57TO, Series 55, Series 7, Series 24 and Series 4.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/21/2016 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
05/08/2015 - 05/26/2015
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/08/2015 - 05/26/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
05/08/2015 - 05/26/2015
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NJ
07/23/2013 - 03/04/2015
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
05/12/2008 - 11/28/2012
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
05/12/2008 - 11/28/2012
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
05/12/2008 - 11/28/2012
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
05/12/2008 - 11/28/2012
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NY
04/26/2007 - 11/08/2007
GRACE FINANCIAL GROUP LLC (NEW YORK NY)
NY
05/03/1995 - 10/05/2005
MIDWOOD SECURITIES, INC. (NEW YORK NY)
NY
03/01/1991 - 04/24/1995
PURCELL GRAHAM INCORPORATED (NEW YORK NY)
NA
03/20/1990 - 12/19/1990
SILBERBERG, ROSENTHAL & CO.
BOTH
Issued 01/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/31/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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