Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Clarke is a financial advisor with over 30 years of experience in the financial services industry. Brian is currently registered with Osaic Wealth, INC. in Scottsdale, Arizona. He is also registered as an Investment Advisor Representative (IAR) in New Jersey. Brian has worked with a variety of clients, including individuals, families, businesses, and retirement plans. He specializes in providing financial planning, investment management, and retirement planning services. Brian is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/21/2016 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
05/08/2015 - 05/26/2015
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/08/2015 - 05/26/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
05/08/2015 - 05/26/2015
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NJ
07/23/2013 - 03/04/2015
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
05/12/2008 - 11/28/2012
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
05/12/2008 - 11/28/2012
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
05/12/2008 - 11/28/2012
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
05/12/2008 - 11/28/2012
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NY
04/26/2007 - 11/08/2007
GRACE FINANCIAL GROUP LLC (NEW YORK NY)
NY
05/03/1995 - 10/05/2005
MIDWOOD SECURITIES, INC. (NEW YORK NY)
NY
03/01/1991 - 04/24/1995
PURCELL GRAHAM INCORPORATED (NEW YORK NY)
NA
03/20/1990 - 12/19/1990
SILBERBERG, ROSENTHAL & CO.
BOTH
Issued 1/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/4/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/26/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 5/31/1996
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 3/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Clarke is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
