Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kent Maddox is a financial advisor with over 40 years of experience in the industry. Brian Kent Maddox is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed in several states. Brian Kent Maddox also has prior experience with Barclays Capital Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian Kent Maddox offers a variety of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2016 - Present
Stifel, Nicolaus & Company, Inc. (SARASOTA FL)
IL
03/31/2011 - 12/04/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
06/01/2009 - 04/11/2011
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
01/27/1986 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NA
09/24/1982 - 01/31/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2015
Series 3 - National Commodity Futures Examination
BC
Issued 08/29/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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