Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Walger is a financial advisor with Wells Fargo Securities, LLC. Brian has been in the financial services industry since May 30, 2000. Brian has experience with a wide range of financial products and services, including securities trading, municipal securities, and options. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 4, 7, 52, 57, and 63 licenses. Brian is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/11/2011 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
11/01/2010 - 03/30/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/13/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
MO
05/29/2009 - 07/06/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
10/19/2004 - 05/07/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
11/13/2001 - 10/19/2004
FIRST CLEARING, LLC (ST. LOUIS MO)
MI
03/29/1999 - 10/17/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BC
Issued 03/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/21/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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