Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kenneth Stagg has been in the securities industry since June 4, 1994. Brian is currently registered with Pershing LLC in Jersey City, NJ. Brian has previously been employed by Morgan Stanley & Co., Incorporated, Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., and Donaldson, Lufkin & Jenrette Securities Corporation. Brian has a number of licenses and registrations including Series 7, Series 9, Series 10, Series 23, Series 24, Series 52TO, Series 63, Series 99TO, and SIE. Brian is licensed in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/30/2007 - Present
Pershing LLC (JERSEY CITY NJ)
NY
11/01/2004 - 03/26/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/27/1998 - 10/26/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/27/1998 - 10/26/2004
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NJ
03/22/1994 - 08/20/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 11/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/09/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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