Unclaimed
Brian Johnson is a financial advisor with Edward Jones. Brian has been in the financial industry since 2010, with experience at firms including BBVA Compass Investment Solutions, Inc, BBVA Securities Inc., and Edward Jones. He is currently registered as a Registered Representative in California and Texas. Brian holds a Series 66 license and Series 7, Series 7TO, and SIE exams. He has extensive experience in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/11/2022 - Present
Edward Jones (ESCONDIDO CA)
CA
05/16/2013 - 04/03/2018
BBVA SECURITIES INC. (CARLSBAD CA)
CA
01/29/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (CARLSBAD CA)
CA
09/13/2010 - 04/04/2012
EDWARD JONES (ESCONDIDO CA)
BOTH
Issued 02/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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