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Brian Kenneth Gilbart

Archipelago Securities LLC

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About Brian Kenneth Gilbart

Brian Gilbart is a securities professional with over a decade of experience in the financial industry. Brian has held positions at Belvedere Trading LLC and UBS Securities LLC. Brian is currently registered with Archipelago Securities LLC and holds licenses including Series 3, 7, 55, 56, 57, 63, and SIE. Brian is a securities professional with a diverse background in trading and investment.

Firm Information

Brian Gilbart is currently registered with Archipelago Securities LLC. Archipelago Securities LLC is a Limited Liability Company formed on September 23, 1999. The firm is registered in California, Georgia, Illinois, Mississippi, New Jersey, and New York. They have one approved SEC registration and six approved state registrations. Archipelago Securities LLC has reported six Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gilbart’s Registration & Firm History

NY

04/11/2022 - Present

Archipelago Securities LLC (New York NY)

IL

09/21/2011 - 05/04/2020

BELVEDERE TRADING LLC (CHICAGO IL)

NY

08/30/2006 - 11/19/2008

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/05/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 03/26/2007

Series 3 - National Commodity Futures Examination

BC

Issued 09/26/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/29/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Kenneth Gilbart.
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