Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kennedy is a financial professional with over 10 years of experience in the securities industry. Brian has worked for several prominent firms including Cowen and Company, Wells Fargo Securities, LLC and Macquarie Capital (USA) Inc. Brian currently holds Series 7, 63, 86, and 87 securities licenses and is registered with TD Securities (USA) LLC in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/08/2024 - Present
TD Securities (usa) LLC (Boston MA)
MA
01/29/2018 - 04/10/2024
COWEN AND COMPANY (BOSTON MA)
NY
12/13/2010 - 10/05/2011
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
07/08/2010 - 12/03/2010
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
03/05/2007 - 07/27/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
08/22/2006 - 02/09/2007
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 11/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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