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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Nelson is a financial advisor with Edward Jones. Brian has been in the financial services industry since 2002 and has experience with Edward Jones, United Planners' Financial Services of America A Limited Partner, National Planning Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian has earned the Series 7TO, Series 99TO, SIE, and Series 7 licenses. Brian is registered with FINRA as a registered representative. Brian has worked with a wide variety of clients including individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
12/13/2019 - Present
Edward Jones (ST LOUIS MO)
MO
04/01/2004 - 01/29/2007
EDWARD JONES (ST LOUIS MO)
AZ
01/09/2004 - 01/20/2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
CA
07/31/2002 - 05/28/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
07/02/1998 - 07/25/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2019
Series 99TO - Operations Professional Examination
BC
Issued 10/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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