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Brian Kelly Dutton

Cetera Investment Services LLC

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About Brian Kelly Dutton

Brian Dutton is a registered representative with Cetera Investment Services LLC. Brian has been in the securities industry since 2003. Brian has passed the Series 63, Series 7, and SIE exams. Brian is currently registered in Arkansas, Florida, Kansas, Missouri, Oklahoma, and Texas.

Firm Information

Brian Dutton is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Dutton’s Registration & Firm History

KS

10/24/2016 - Present

Cetera Investment Services LLC (WINFIELD KS)

KS

06/16/2005 - 05/11/2015

CETERA INVESTMENT SERVICES LLC (WINFIELD KS)

MO

11/06/2003 - 06/02/2005

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 11/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Kelly Dutton.
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