Unclaimed
Brian Dutton is a registered representative with Cetera Investment Services LLC. Brian has been in the securities industry since 2003. Brian has passed the Series 63, Series 7, and SIE exams. Brian is currently registered in Arkansas, Florida, Kansas, Missouri, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
10/24/2016 - Present
Cetera Investment Services LLC (WINFIELD KS)
KS
06/16/2005 - 05/11/2015
CETERA INVESTMENT SERVICES LLC (WINFIELD KS)
MO
11/06/2003 - 06/02/2005
EDWARD JONES (ST. LOUIS MO)
BC
Issued 11/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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