Unclaimed
Brian Keith Swerdlow is a financial advisor registered with Brookstone Capital Management LLC. Brian is licensed to provide investment advice in Illinois. Brian has been a financial advisor for over 30 years, and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian specializes in portfolio management, financial planning, and education seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2017 - Present
Brookstone Capital Management LLC (WHEATON IL)
NA
02/06/1992 - 04/23/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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