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Brian Keith Stafford

Ernst & Young Investment Advisers LLP

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About Brian Keith Stafford

Brian Stafford is a financial advisor and is currently registered with Ernst & Young Investment Advisers LLP in South Carolina. Brian has been in the industry since 1990 and has experience in various areas of finance. Brian Stafford has a background in securities brokerage and investment advisory services.

Firm Information

Brian Stafford is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Brian Stafford’s Registration & Firm History

SC

04/25/2024 - Present

Ernst & Young Investment Advisers LLP (Awendaw SC)

NC

07/01/2014 - 05/14/2018

J.J.B. HILLIARD, W.L. LYONS, LLC (Charlotte NC)

NC

01/28/2009 - 05/15/2009

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

SC

07/02/2004 - 12/31/2008

BB&T INVESTMENT SERVICES, INC. (CHARLESTON SC)

NC

05/17/1999 - 05/19/2004

FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)

NC

01/27/1993 - 05/19/1999

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NY

08/22/1990 - 01/28/1993

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/05/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/07/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Brian Keith Stafford.
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