Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ritter is a financial advisor with MML Investors Services, LLC, a company with a focus on providing financial planning and asset allocation programs. Brian has been in the financial services industry since 1999 and has a broad range of experience in helping individuals and businesses manage their finances. Brian holds Series 7, 25, 55, 57TO, and SIE licenses. He is also registered in Connecticut and New York. In addition to his current position with MML Investors Services, LLC, Brian has previously worked for Sanford C. Bernstein & Co., LLC, UBS Securities LLC, and Northeast Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
12/16/2019 - Present
MML Investors Services, LLC (STAMFORD CT)
NY
06/14/2013 - 04/23/2019
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
07/23/1999 - 05/23/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
11/26/1996 - 03/26/1997
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
BC
Issued 04/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Ritter is the right advisor for you? Invested Better is here to help.
