Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rickles is a financial advisor registered with American Portfolios Financial Services, Inc. Brian has been in the securities industry since 1995. Brian has a Series 7, Series 63, and Series 65 license and holds a SIE exam. Brian is registered with the states of New York, New Jersey, Florida, South Carolina and Pennsylvania. Brian has previously worked for a number of other firms, including FSC Securities Corporation, Signator Investors, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Prudential Securities Incorporated, Joseph Dillon & Company Inc. and Royce Investment Group, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/24/2011 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
NY
02/09/2011 - 08/05/2011
FSC SECURITIES CORPORATION (UNIONDALE NY)
NY
04/01/1999 - 01/27/2011
SIGNATOR INVESTORS, INC. (WESTBURY NY)
MN
03/27/1998 - 03/18/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/26/1998 - 03/18/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/27/1997 - 01/14/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/09/1997 - 05/23/1997
JOSEPH DILLON & COMPANY INC. (GREAT NECK NY)
NY
06/15/1995 - 04/25/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 08/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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