Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Puddy is a financial advisor with LPL Financial LLC, a firm based in Fort Mill, SC, with more than 27,000 employees. Brian has been in the industry since 2003 and is registered with the state of Idaho. Brian is active in the states of Idaho, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Brian has experience working with a wide variety of clients, including individuals, businesses, corporations, investment clubs, pension and profit-sharing plans, and charitable organizations. Brian specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ID
01/07/2019 - Present
LPL Financial LLC (BOISE ID)
ID
03/28/2018 - 12/20/2018
MML INVESTORS SERVICES, LLC (Meridian ID)
WI
02/28/2006 - 03/19/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
02/28/2006 - 03/19/2018
SII INVESTMENTS, INC. (APPLETON WI)
MA
09/23/2002 - 11/30/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/23/2002 - 11/30/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 09/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2009
Series 4 - Registered Options Principal Examination
BC
Issued 07/09/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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