Unclaimed
Brian Keith Prestwich is a financial advisor with Vanguard Marketing Corp., registered with the state of Arizona. Brian has been in the financial services industry since July 2012 and holds Series 63, 24, and 7 licenses along with the SIE. Brian's firm is based in Scottsdale, Arizona and provides investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
07/11/2012 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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