Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Payne is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with Wells Fargo Clearing Services, LLC, and has held previous positions with Ameriprise Financial Services, LLC, UBS Financial Services Inc., Dickinson & Co., and J. W. Gant & Associates, Inc. Brian is a Series 7, 10, 24, 63, and 65 licensed advisor and has earned the SIE and Series 3 licenses. Brian has a vast range of experience, including working with individual investors, corporations, and charitable organizations. Brian offers a variety of financial services, including financial planning, portfolio management, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/22/2020 - Present
Wells Fargo Clearing Services, LLC (WEATHERFORD TX)
TX
08/25/2017 - 06/26/2020
AMERIPRISE FINANCIAL SERVICES, LLC (SOUTHLAKE TX)
TX
11/08/2005 - 08/29/2017
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON TX)
NJ
04/17/1995 - 12/05/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
07/14/1992 - 04/20/1995
DICKINSON & CO. (DES MOINES IA)
NA
08/21/1991 - 07/13/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 10/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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