Unclaimed
Brian Keith Mirau is an investment professional with over 30 years of experience in the financial services industry. Brian is a registered representative with Madison Avenue Securities, LLC and holds the Series 6, 7, 63 and 66 securities licenses. Brian specializes in providing financial planning, portfolio management and investment advisory services for individuals, high net worth individuals, pension and profit-sharing plans, and charitable organizations. Brian's previous experience includes roles at Lincoln Financial Securities Corporation, Ameritas Investment Corp., Kalos Capital, Inc., Walnut Street Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/18/2012 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
NM
07/16/2008 - 11/25/2008
LINCOLN FINANCIAL SECURITIES CORPORATION (RUIDOSO NM)
NM
01/23/2007 - 07/24/2008
AMERITAS INVESTMENT CORP. (RUIDOSO NM)
NM
07/30/2004 - 02/13/2007
KALOS CAPITAL, INC. (RUIDOSO NM)
CA
05/14/2002 - 10/29/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
03/29/1989 - 04/26/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/29/1989 - 04/26/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 11/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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