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Brian Keith Mirau

Madison Avenue Securities, LLC

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About Brian Keith Mirau

Brian Keith Mirau is an investment professional with over 30 years of experience in the financial services industry. Brian is a registered representative with Madison Avenue Securities, LLC and holds the Series 6, 7, 63 and 66 securities licenses. Brian specializes in providing financial planning, portfolio management and investment advisory services for individuals, high net worth individuals, pension and profit-sharing plans, and charitable organizations. Brian's previous experience includes roles at Lincoln Financial Securities Corporation, Ameritas Investment Corp., Kalos Capital, Inc., Walnut Street Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.

Firm Information

Brian Mirau is currently registered with Madison Avenue Securities, LLC. Madison Avenue Securities, LLC is a Limited Liability Company formed in May 2005 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, and portfolio management services for individuals, businesses, and charitable organizations. They also provide selection of other advisors services. As of the last reporting period, the firm manages over $1.8 billion in assets across approximately 13,989 accounts. Madison Avenue Securities, LLC is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Madison Avenue Securities, LLC

13500 EVENING CREEK DR. N

SAN DIEGO, CA 92128

$1.82B

Assets Under Management

187

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Mirau’s Registration & Firm History

CA

01/18/2012 - Present

Madison Avenue Securities, LLC (SAN DIEGO CA)

NM

07/16/2008 - 11/25/2008

LINCOLN FINANCIAL SECURITIES CORPORATION (RUIDOSO NM)

NM

01/23/2007 - 07/24/2008

AMERITAS INVESTMENT CORP. (RUIDOSO NM)

NM

07/30/2004 - 02/13/2007

KALOS CAPITAL, INC. (RUIDOSO NM)

CA

05/14/2002 - 10/29/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

MA

03/29/1989 - 04/26/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/29/1989 - 04/26/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/18/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/28/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian Keith Mirau. Review regulatory record here.
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