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Brian Keith Kertscher

Northwestern Mutual Investment Services, LLC

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About Brian Keith Kertscher

Brian Kertscher is a financial advisor in Milwaukee, Wisconsin, working for Northwestern Mutual Investment Services, LLC. Brian has been in the industry since January 6, 2002. Brian holds the Series 7, Series 24, Series 4, Series 63 and Series 65 licenses. Brian's previous employers include RBC CAPITAL MARKETS, LLC and BNY CLEARING SERVICES LLC. Brian's professional experience includes portfolio management for individuals and referrals to other advisors. Brian is a registered representative of Northwestern Mutual Investment Services, LLC, a broker-dealer, registered investment adviser, and member FINRA/SIPC.

Firm Information

Brian Kertscher is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brian Kertscher’s Registration & Firm History

WI

03/05/2012 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

08/18/2003 - 02/17/2012

RBC CAPITAL MARKETS, LLC (BROOKFIELD WI)

WI

12/10/2001 - 08/05/2003

BNY CLEARING SERVICES LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/12/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/15/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2018

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 06/04/2003

Series 4 - Registered Options Principal Examination

BC

Issued 03/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Keith Kertscher.
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