Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keith Gonzales is a financial advisor with Northwestern Mutual Investment Services, LLC. Brian has been in the financial services industry since May 1993. Brian is registered with FINRA and holds the Series 6, Series 26, and Series 63 licenses. Brian's firm also has a location in Santa Fe, NM. Brian has previously worked with Robert W. Baird & Co. Incorporated. Brian is licensed to provide investment advice in California, Colorado, Florida, Georgia, Maryland, New Mexico, New York, Pennsylvania, Texas and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NM
05/27/1993 - Present
Northwestern Mutual Investment Services, LLC (SANTA FE NM)
WI
08/31/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 11/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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