Unclaimed
Brian Geiger is a financial professional with over 10 years of experience in the industry. Brian is registered with Capital Client Group, Inc. and holds several licenses including Series 7TO, Series 6, Series 26 and Series 63. Brian is registered in 53 states and the District of Columbia. Brian is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/04/2012 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 07/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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