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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keith Carroll is a financial advisor with Cetera Investment Advisers LLC. Brian has been in the financial industry since 1986 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Brian holds the Series 7, Series 24, and Series 63 licenses. Brian is also a Chartered Financial Consultant (ChFC). Brian has a long history in the industry and offers a range of services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (WORCESTER MA)
MA
05/01/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (WORCESTER MA)
GA
08/15/1994 - 05/06/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
02/19/1986 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 5/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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