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Brian Keith Butler

PNC Capital Markets LLC

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About Brian Keith Butler

Brian Butler is a financial professional with PNC Capital Markets LLC. Brian has been in the financial industry for 3 years and has been registered with PNC Capital Markets LLC since August 2022. Brian is registered to conduct business in 52 states. Brian holds the Series 63, Series 7TO, Series 79TO and the SIE exams.

Firm Information

Brian Butler is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Butler’s Registration & Firm History

TX

08/15/2022 - Present

PNC Capital Markets LLC (Dallas TX)

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Licenses & Designations

BC

Issued 09/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Keith Butler.
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