Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keith Burchfield is a financial professional with over 10 years of experience in the securities industry. Brian Burchfield is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Brian Burchfield has been a Registered Representative since 2013 and has held previous positions at Drexel Hamilton, LLC and Whitehall Capital Markets LLC. Brian Burchfield is licensed to sell securities in 51 states and the District of Columbia. Brian Burchfield holds the Series 7, 79, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/07/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/30/2019 - 02/29/2024
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
02/12/2013 - 06/28/2019
WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 08/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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