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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Aarvig is an investment advisor representative with Morgan Stanley. Brian has been in the industry since July 2004 and has a range of licenses and registrations. Brian's previous employers include Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian has expertise in a variety of investment areas, including stocks, bonds, mutual funds, and options. Brian is registered to provide investment advice in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/12/2024 - Present
Morgan Stanley (ROCKFORD IL)
IL
11/23/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROCKFORD IL)
IL
07/12/2004 - 11/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKFORD IL)
BOTH
Issued 07/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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