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Brian Karl Diessner

Foreside Fund Services, LLC

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About Brian Karl Diessner

Brian Karl Diessner is a registered representative with Foreside Fund Services, LLC. Brian has been in the securities industry since July 17, 1998. Brian has held previous roles with Blackrock Investments, LLC, Blackrock Fund Distribution Company, Barclays Global Investors Services, Stephens Inc. and NationsBanc Montgomery Securities LLC. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 24 and 63 licenses.

Firm Information

Brian Diessner is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Diessner’s Registration & Firm History

NY

08/24/2015 - Present

Foreside Fund Services, LLC (New York NY)

CA

01/03/2012 - 06/10/2015

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

08/22/2008 - 12/31/2011

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

CA

02/07/2000 - 12/31/2009

BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)

AR

01/19/1999 - 01/05/2000

STEPHENS INC. (LITTLE ROCK AR)

NY

10/01/1998 - 12/07/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

CA

02/18/1998 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 01/15/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/03/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/13/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Karl Diessner.
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