Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kang Lee is a registered representative with Pruco Securities, LLC. Brian has been in the financial services industry since January 7, 2010. Previously Brian was employed with Securian Financial Services, Inc. Brian holds FINRA Series 3, 7 and 66 securities licenses. Brian also holds a Series 63 license in New Jersey. Brian works with individuals, high-net-worth individuals, trusts and estates, and corporations and other businesses. Brian can provide advisory services including selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
08/21/2019 - Present
Pruco Securities, LLC (Basking Ridge NJ)
NJ
11/24/2015 - 06/06/2019
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NC
06/13/2005 - 12/14/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NY
10/19/1999 - 05/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 12/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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