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Brian K Phillips

Thrivent Investment Management Inc.

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About Brian K Phillips

Brian Phillips is a financial professional with over 20 years of experience in the industry. Brian currently holds a Series 7, Series 6, Series 63 and SIE license and is registered with Thrivent Investment Management Inc. Brian has previously been registered with Wachovia Securities, LLC and First Union Brokerage Services, Inc. Brian focuses on individual investors and has experience with financial planning and portfolio management for individuals. Brian's clients primarily invest in the church and non-profit sharing retirement accounts.

Firm Information

Brian Phillips is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Phillips’s Registration & Firm History

WI

10/11/2022 - Present

Thrivent Investment Management Inc. (APPLETON WI)

MO

10/01/2000 - 04/19/2007

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

10/15/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/01/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian K Phillips.
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