Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ludlow is a financial professional with over 14 years of experience in the financial services industry. Brian is currently registered with Fidelity Brokerage Services LLC and has a Series 63, Series 7, Series 9, Series 10, and Series 4. Brian has expertise in securities, options, and general securities sales supervision. Brian holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
08/04/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 08/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2016
Series 4 - Registered Options Principal Examination
BC
Issued 11/15/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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