Unclaimed
Brian Orr is a financial professional with over 20 years of experience in the industry. Brian has a strong track record of success in the securities industry. Brian is currently registered with U.S. Sterling Securities, Inc. and is a licensed Series 7, Series 63, Series 66, and Series 24. Brian is also registered with the states of New Mexico, New York, and Texas. Brian has held previous positions with Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and U.S. Sterling Securities, Inc. Brian is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2004 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NY
10/16/2000 - 04/02/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
05/22/2000 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
01/17/2000 - 05/12/2000
U.S. STERLING SECURITIES, INC. (HAUPPAUGE NY)
BOTH
Issued 02/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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