Unclaimed
Brian Han is a registered representative with Deutsche Bank Securities Inc. in the Los Angeles area. Brian Han has been in the industry since November 2018, and holds the Series 63, Series 7, and SIE licenses. Brian Han is licensed in California. Deutsche Bank Securities Inc. is a registered broker-dealer firm headquartered in New York, NY with over $50 billion in assets under management. The firm provides a variety of advisory services including equity and debt research, macro research, and quant strategy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
11/26/2018 - Present
Deutsche Bank Securities Inc. (Los Angeles CA)
BC
Issued 07/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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