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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Worgan is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with Mariner Wealth Advisors in Palm Beach Gardens, Florida. Prior to joining Mariner Wealth Advisors, Brian was a financial advisor with BNY Mellon Securities Corporation in New York and LPL Financial in Fort Lauderdale. Brian holds the Series 7, 63, and 66 licenses, as well as the SIE. Brian provides financial planning, portfolio management, and investment advice to individuals, families, and businesses. Brian specializes in retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
04/24/2024 - Present
Mariner Wealth (Palm Beach Gardens FL)
NY
11/29/2021 - 06/12/2023
BNY MELLON SECURITIES CORPORATION (NEW YORK NY)
FL
10/22/2019 - 02/05/2020
LPL FINANCIAL LLC (FT LAUDERDALE FL)
FL
09/18/2014 - 03/28/2016
TD PRIVATE CLIENT WEALTH LLC (FT. LAUDERDALE FL)
FL
07/03/2013 - 09/12/2014
J.P. MORGAN SECURITIES LLC (BOCA RATON FL)
FL
04/17/2012 - 07/12/2013
PNC FUNDS DISTRIBUTOR, LLC (BOCA RATON FL)
FL
12/16/2008 - 07/07/2010
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
MO
07/27/2007 - 10/15/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/04/2004 - 08/01/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
03/25/2003 - 04/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/12/2000 - 07/03/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/26/1999 - 05/05/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/29/1997 - 10/23/1998
COPELAND EQUITIES, INC. (SOMERSET NJ)
PA
08/05/1994 - 02/05/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 02/06/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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