Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian West is a financial advisor with over 16 years of experience in the industry. Brian has worked for LPL Financial LLC since February 2021. Before that, Brian was with SagePoint Financial, Inc. for 7 years. Brian specializes in various areas, including Retirement Planning, College Savings, Estate Planning, Business Succession Planning, Insurance & Annuities, and Tax Strategies. Brian holds the Series 6, 7, and 63 securities licenses, as well as the Series 65 investment advisor license. Brian is registered to provide advisory services in 28 states, including Arizona, California, Colorado, Florida, and Texas. Brian's primary office is located in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/24/2021 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
02/28/2014 - 02/25/2021
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
10/21/2005 - 03/14/2014
NEW ENGLAND SECURITIES (PHOENIX AZ)
IA
Issued 08/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian West is the right advisor for you? Invested Better is here to help.
