Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Walsh has been a registered representative for over 40 years, with experience in the securities industry since 1980. Brian has a diverse background in the financial industry, working with clients and providing advisory services at several firms over the years. He is currently registered as a Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc. Brian is also a Series 24 Principal, Series 7 General Securities Representative, Series 50 Municipal Advisor Representative, and holds the Series 63 and Series 65 licenses. He provides financial planning, portfolio management, and pension consulting services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
05/17/2017 - Present
Oppenheimer & Co. Inc. (HADDON TOWNSHIP NJ)
NY
10/17/1998 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/19/1994 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
05/24/1988 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NA
02/02/1987 - 05/31/1988
SHERWOOD CAPITAL, INC.
NA
07/22/1980 - 02/02/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 1/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/30/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 2/3/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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