Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Walsh is a registered investment advisor with Oppenheimer & Co. Inc., based in HADDON TOWNSHIP, NJ. Brian has over 40 years of experience in the financial services industry. Brian is licensed to offer securities advice in multiple states. Brian has also held previous roles at several other firms, including JOSEPHTHAL & CO., INC., H.J. MEYERS & CO., INC., HIBBARD BROWN & CO., INC., WESTFIELD FINANCIAL CORPORATION, SHERWOOD CAPITAL, INC., and FIRST JERSEY SECURITIES, INC. Brian specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
05/17/2017 - Present
Oppenheimer & Co. Inc. (HADDON TOWNSHIP NJ)
NY
10/17/1998 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/19/1994 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
05/24/1988 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NA
02/02/1987 - 05/31/1988
SHERWOOD CAPITAL, INC.
NA
07/22/1980 - 02/02/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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