Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Joseph Trotta is a financial advisor with over 18 years of experience in the industry. Brian is currently registered with Brean Capital, LLC, and is licensed in 31 states. Brian has held previous roles with Stormharbour Securities LP, Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/16/2019 - Present
Brean Capital, LLC (NEW YORK NY)
NY
05/09/2012 - 10/10/2019
STORMHARBOUR SECURITIES LP (NEW YORK NY)
NY
09/11/2009 - 02/24/2012
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
09/29/2008 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
04/17/2007 - 04/09/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/01/2004 - 04/13/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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