Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Tabler is a financial professional with over 25 years of experience in the industry. Brian is a registered representative with The O.n. Equity Sales Co. and holds a variety of licenses and certifications including Series 4, 6, 7, 24, 63, 65, 99TO and SIE. Brian is licensed to provide financial advice in all 50 states and the District of Columbia. Brian is a strong advocate for his clients and strives to provide them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
08/26/1998 - Present
THE O.n. Equity Sales Co. (Cincinnati OH)
IA
09/05/1996 - 06/24/1997
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
IA
Issued 05/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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