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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Steighner is a financial advisor with Wells Fargo Clearing Services, LLC. Brian has been in the financial industry since 1998 and has extensive experience in providing financial advice to individuals, families, and businesses. Brian holds the Series 7, Series 63, Series 10, Series 9, and SIE licenses. Brian is registered to offer securities in Florida and New York. Brian previously worked with several firms including H&R Block Financial Advisors, Inc., R A F Financial Corporation, Worthington Capital Group, Inc., Investors Associates, Inc., and Corporate Securities Group, Inc. Brian is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/29/2003 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
MI
11/04/1998 - 03/05/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CO
08/05/1997 - 01/15/1998
R A F FINANCIAL CORPORATION (DENVER CO)
NY
07/10/1997 - 08/01/1997
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
NJ
11/12/1996 - 07/17/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
MO
11/12/1996 - 11/14/1996
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
Issued 05/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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