Unclaimed
Brian Schappert is a registered representative with American Century Investment Services Inc. Brian has been in the industry since 2010 and holds Series 6, 7, 24, and 63 licenses. Brian has experience with AXA Distributors, LLC, and GBI CAPITAL, INC. in addition to American Century Investment Services Inc. Brian is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/17/2015 - Present
American Century Investment Services Inc. (MORRISTOWN NJ)
NY
02/05/2014 - 02/26/2015
GBI CAPITAL, INC. (NEW YORK NY)
NY
07/09/2007 - 03/15/2011
AXA DISTRIBUTORS, LLC (NEW YORK NY)
BC
Issued 07/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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