Unclaimed
Brian Rorai is a financial advisor at Northwestern Mutual Investment Services, LLC. Brian has over 30 years of experience in the financial services industry, beginning their career at Robert W. Baird & Co. Incorporated. Brian is licensed to provide investment advice in Arizona, Florida, and Michigan. Brian holds the Series 6, Series 7, Series 63 and SIE licenses and has earned the right to use the following designations: . Brian is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
09/04/1990 - Present
Northwestern Mutual Investment Services, LLC (TROY MI)
WI
09/04/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Rorai is the right advisor for you? Invested Better is here to help.