Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Joseph Rista is a securities professional with over 8 years of experience in the financial services industry. Brian is currently registered with Foreside Fund Services, LLC. Brian has held previous roles with Millington Securities, Inc. and Quasar Distributors, LLC. Brian holds Series 3, SIE, and Series 7 licenses. Brian has a proven track record of providing clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/11/2018 - Present
Foreside Fund Services, LLC (New York NY)
NJ
01/03/2017 - 02/08/2017
MILLINGTON SECURITIES, INC. (RED BANK NJ)
ME
08/19/2016 - 12/31/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NJ
01/16/2014 - 07/21/2016
BUCKMAN, BUCKMAN & REID, INC. (little silver NJ)
BOTH
Issued 03/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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