Unclaimed
Brian Racanelli is a financial professional with over 20 years of experience in the industry. Brian is currently a Registered Representative for ATB Capital Markets USA Inc. Brian has held previous positions at CANTOR FITZGERALD & CO., RBC CAPITAL MARKETS, LLC, MACQUARIE CAPITAL (USA) INC., TRISTONE CAPITAL CO., TRISTONE CAPITAL (U.S.A.) INC., PETRIE PARKMAN & CO., INC., CREDIT SUISSE FIRST BOSTON LLC, and MORGAN KEEGAN & COMPANY, INC. Brian is a licensed Series 24, 7, 55, 25, 57TO and SIE. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and is registered to conduct business in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Payments for research-related services as determined by client
1
2
CO
05/02/2017 - Present
ATB Capital Markets USA Inc. (Denver CO)
CO
05/28/2014 - 04/24/2017
CANTOR FITZGERALD & CO. (DENVER CO)
CO
02/09/2011 - 02/11/2014
RBC CAPITAL MARKETS, LLC (DENVER CO)
CO
08/31/2009 - 11/29/2010
MACQUARIE CAPITAL (USA) INC. (DENVER CO)
CO
02/04/2008 - 08/31/2009
TRISTONE CAPITAL CO. (DENVER CO)
CO
01/11/2007 - 04/07/2008
TRISTONE CAPITAL (U.S.A.) INC. (DENVER CO)
CO
04/30/2004 - 12/19/2006
PETRIE PARKMAN & CO., INC. (DENVER CO)
NY
05/24/2001 - 04/02/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
TN
12/04/1998 - 05/09/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 04/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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