Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pawlowicz is a financial advisor with over 20 years of experience. Brian is currently registered with First Trust Advisors LP, providing investment advice in Florida, Illinois and Texas. Brian has also held positions at several other firms including Foreside Fund Services, LLC, Quasar Distributors, LLC, Altegris Investments, Inc. and ALPS Distributors, Inc. Prior to joining First Trust Advisors, Brian was a Portfolio Manager at Orinda Asset Management, a boutique investment firm located in Orinda, CA. Brian is a Chartered Financial Consultant and holds Series 3, 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
12/16/2024 - Present
First Trust Advisors LP (WHEATON IL)
ME
01/04/2016 - 03/25/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
ME
02/15/2011 - 12/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
09/09/2009 - 04/30/2010
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
06/15/2009 - 09/22/2009
ALPS DISTRIBUTORS, INC. (SAN FRANCISCO CA)
ME
10/12/2004 - 06/12/2009
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
ME
02/08/2002 - 09/27/2004
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
CT
01/10/2002 - 01/25/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NY
07/13/2001 - 12/31/2001
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
MN
09/21/1998 - 10/07/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/21/1998 - 10/07/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/04/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2009
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Pawlowicz is the right advisor for you? Invested Better is here to help.
