Unclaimed
Brian Noyes is an active advisor with Ameriprise Financial Services, LLC with an office in Hingham, MA. Brian has been in the financial services industry since 2003. Brian has experience with a wide variety of firms including Citigroup Global Markets Inc., Morgan Stanley & Co., Incorporated, New England Securities, CCO Investment Services Corp. and Federated Securities Corp. Brian is registered in 21 states and has a variety of securities licenses including Series 4, 6, 7, 9, 10, 24, 26, 53, 63, 65 and 66. Brian has earned the designation of Registered Representative and Investment Advisor Representative. Brian specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/26/2018 - Present
Ameriprise Financial Services, LLC (Hingham MA)
MA
10/29/2007 - 03/20/2008
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
RI
06/01/2007 - 11/07/2007
MORGAN STANLEY & CO., INCORPORATED (PROVIDENCE RI)
MA
09/07/2006 - 06/09/2007
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
11/10/2005 - 08/21/2006
NEW ENGLAND SECURITIES (WALTHAM MA)
RI
03/01/2001 - 10/26/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
PA
11/27/2000 - 02/26/2001
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 06/16/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2007
Series 4 - Registered Options Principal Examination
BC
Issued 09/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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