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Brian Joseph Noyes

Ameriprise Financial Services, LLC

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About Brian Joseph Noyes

Brian Noyes is an active advisor with Ameriprise Financial Services, LLC with an office in Hingham, MA. Brian has been in the financial services industry since 2003. Brian has experience with a wide variety of firms including Citigroup Global Markets Inc., Morgan Stanley & Co., Incorporated, New England Securities, CCO Investment Services Corp. and Federated Securities Corp. Brian is registered in 21 states and has a variety of securities licenses including Series 4, 6, 7, 9, 10, 24, 26, 53, 63, 65 and 66. Brian has earned the designation of Registered Representative and Investment Advisor Representative. Brian specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.

Firm Information

Brian Noyes is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Noyes’s Registration & Firm History

MA

07/26/2018 - Present

Ameriprise Financial Services, LLC (Hingham MA)

MA

10/29/2007 - 03/20/2008

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

RI

06/01/2007 - 11/07/2007

MORGAN STANLEY & CO., INCORPORATED (PROVIDENCE RI)

MA

09/07/2006 - 06/09/2007

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

MA

11/10/2005 - 08/21/2006

NEW ENGLAND SECURITIES (WALTHAM MA)

RI

03/01/2001 - 10/26/2005

CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)

PA

11/27/2000 - 02/26/2001

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

BOTH

Issued 06/16/2010

Series 66 - Uniform Combined State Law Examination

IA

Issued 04/25/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/05/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2007

Series 4 - Registered Options Principal Examination

BC

Issued 09/21/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/20/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/05/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/16/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/30/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Joseph Noyes.
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