Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Murphy is a registered representative with N.a. Investcorp LLC, and has been in the industry since March 1998. Brian has been with N.a. Investcorp LLC since June 2005. Previously, Brian was registered with Goldman, Sachs & Co. Brian is licensed in New York and holds the Series 3, 7, 8, 9, 10, 14, 24, 30, 63, 65, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/24/2005 - Present
N.a. Investcorp LLC (NEW YORK NY)
NY
03/04/1998 - 05/27/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 01/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/31/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 07/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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