Unclaimed
Brian Mezey is a financial advisor with Empower Financial Services, Inc. Brian is a registered representative in six states, including Massachusetts, Connecticut, Maine, New Hampshire, Rhode Island, and Pennsylvania. Brian has been in the financial industry since 2002. Brian has a combined 20 years of experience in the securities industry. Brian has a series 6, 7, 9, 63, and 66 licenses. Brian is also a licensed agent in Iowa. Brian has worked for Empower Financial Services, Inc. since 2021. Before that, Brian worked for MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, LLC, RAYMOND JAMES & ASSOCIATES, INC., MCDONALD INVESTMENTS INC., and PRINCOR FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/04/2021 - Present
Empower Financial Services, Inc. (Boston MA)
MA
05/01/2014 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
01/09/2012 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
OH
02/03/2006 - 12/02/2011
RAYMOND JAMES & ASSOCIATES, INC. (NORTH OLMSTED OH)
OH
06/16/2003 - 02/16/2006
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IA
08/21/2001 - 12/31/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 12/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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