Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Joseph Mason is a financial advisor with Wells Fargo Clearing Services, LLC. Brian has over 20 years of experience in the financial services industry. Brian has been registered with FINRA since 2002. Previously, Brian was a financial advisor with TD Ameritrade, Inc., Ameriprise Financial Services, Inc., Cetera Advisor Networks LLC, Tower Square Securities, Inc., Prudential Annuities Distributors, Inc., Capital Brokerage Corporation, Wachovia Securities, LLC, Fifth Third Securities, Inc., SunAmerica Securities, Inc. and Simmers Capital Management Corporation. Brian holds the Series 6, 7, 24, 63, and 65 licenses. Brian specializes in providing financial planning, portfolio management, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
06/03/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NE
06/28/2018 - 10/15/2019
TD AMERITRADE, INC. (OMAHA NE)
MN
08/10/2015 - 04/06/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
09/03/2013 - 07/28/2015
CETERA ADVISOR NETWORKS LLC (PLYMOUTH MN)
MA
05/17/2012 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (WORCESTER MA)
CT
08/07/2009 - 02/23/2012
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
VA
11/01/2007 - 02/27/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
05/04/2004 - 10/19/2007
WACHOVIA SECURITIES, LLC (RICHMOND VA)
OH
09/13/2002 - 04/14/2004
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
AZ
02/07/1997 - 03/23/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
04/06/1993 - 05/27/1993
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 06/30/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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