Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Konop is a financial advisor with Wells Fargo Clearing Services, LLC. Brian is based in Waukesha, Wisconsin and has been in the industry since March 5, 2002. Brian has been registered with Wells Fargo Clearing Services, LLC since January 3, 2011 and previously held positions with Wells Fargo Investments, LLC, Wells Fargo Funds Distributor, LLC and Strong Investments, Inc.. Brian holds licenses in several states, including California, Colorado, Florida, Illinois, Indiana, Missouri, New Hampshire, New York, North Carolina, Texas, Virginia, Washington, and Wisconsin. Brian is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WAUKESHA WI)
WI
01/02/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MENOMONEE FALLS WI)
WI
04/23/2005 - 01/02/2008
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
03/06/2002 - 04/23/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
IA
Issued 04/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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