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Brian Joseph Keogh

Walleye Trading LLC

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About Brian Joseph Keogh

Brian Keogh is a financial professional with over 30 years of experience in the industry. Brian currently works at Walleye Trading LLC and is registered with FINRA. Brian has passed the Series 7, Series 56, Series 57TO, and SIE exams. Brian has held previous positions at Regional Operations Group, Inc., Dain Bosworth Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Midwest Discount Securities, Inc.

Firm Information

Brian Keogh is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Keogh’s Registration & Firm History

MN

03/11/2011 - Present

Walleye Trading LLC (PLYMOUTH MN)

NY

04/12/1993 - 04/04/1996

REGIONAL OPERATIONS GROUP, INC. (NEW YORK NY)

NA

04/06/1988 - 04/12/1993

DAIN BOSWORTH INCORPORATED

NY

05/06/1986 - 07/02/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

01/22/1986 - 03/05/1986

MIDWEST DISCOUNT SECURITIES, INC.

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Licenses & Designations

BC

Issued 01/27/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 01/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Joseph Keogh.
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