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Brian Joseph Keegan

National Financial Services LLC

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About Brian Joseph Keegan

Brian Keegan is a financial advisor at National Financial Services LLC. Brian holds the Series 63, Series 24, Series 7 and SIE exams. Brian joined National Financial Services LLC in 2018 and has been in the financial services industry since 2005. Brian was previously employed at Fidelity Brokerage Services LLC.

Firm Information

Brian Keegan is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Keegan’s Registration & Firm History

RI

02/28/2018 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

05/03/2016 - 02/02/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

01/31/2007 - 04/08/2016

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

01/12/2005 - 12/07/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 03/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Joseph Keegan.
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